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Meanings and Metrics

March 19, 2009

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Many self-styled reformers have called on (and called out) colleges and universities to systematically assess how well we educate our students. Margaret Spellings’ Commission on the Future of Higher Education decried our lack of clear, comparative measures of academic success. Some administrators have responded with initiatives like the Collegiate Learning Assessment, designed to quantify and rank the success with which institutions achieve liberal learning outcomes. “Assessment,” in short, has become a word to conjure with.

In the face of this rising sentiment, many humanities faculty respond like King Canute, taking arms against the tide. We humanists are notoriously hostile to systems of assessment. We tend to believe that the most important effects of a humanities education resist measurement: nuanced communication skills, reflective dialogue between theory and interpretation, attention to context and complexity. Conversely the outcomes that can be most readily measured seem to us the least salient: informational content in a sub-discipline, performance of competent analyses according to check-listed rubrics.

Humanists tend also to look askance at the abbreviated time-frame of many assessment tools, whether these tools test student performance at a single moment or mark change in a “formative-summative” sequence. To the contrary (our experience tells us), the most powerful learning in the humanities takes place in ways that are meandering, iterative, self-reflexive, and unpredictable. “We murder to dissect,” Wordsworth famously wrote. The machinery of evaluation, we worry, threatens to kill the soul in the machine.

And so we become assessment Luddites. We sabotage efforts to systematically evaluate how well we are educating students via the time-honored faculty practices of filibustering critique, committee inertia, or sheer disengagement. My own experience in teaching American Studies and leading civic-engagement programs makes me sympathetic to the skepticism. I have rarely seen evaluative tools that do justice to my experience or that of my students. And yet, I want to argue, it is time for humanists to move beyond Luddism and constructively engage the advocates for student assessment.

There are two overriding reasons: one strategic, the other educational.

First, the current calls for assessment are part of a larger crisis of legitimacy in U.S. higher education—a crisis that faculty ignore at our peril. The crisis has many causes: tuition increases that have long outstripped the growth in the cost of living, the erosion of educational access and attainment, culture wars over perceived political bias in the academy. In the context of these discontents, calls for “accountability” have sometimes masked efforts to police campus politics; and too often they have oriented higher education toward instrumental goals of job training and economic competitiveness.

Yet (especially in a time of scarcity and crisis) it is a fair challenge to the academy that we be accountable for the vast resources and autonomy to which we lay claim—that we offer a compelling argument about our value to the larger society. Precisely because others have their own reductionist agendas of how to measure success in higher education, we need to offer our own vision of means and ends. The most self-damaging response we can make is to build a defensive bulwark of guild privileges around ourselves.

More substantively, it is not simply in our interest but in the best traditions of the humanities to pose the questions that underlie the calls for assessment. What constitutes a good liberal education, one that is emancipatory and transformative for students? What is the distinctive role of the humanities in that education? How do we know whether our educational practices embody these values? It is hard to find assessment tools that advance rich answers to these questions; all the more reason for skeptical humanists to enter the conversation.

How, then, should we think about assessing undergraduate learning in the humanities? Let me begin (like the cultural historian I am) by unpacking a story: the story of a student whose college experience and humanities learning I know a bit about. In the early 1980s he attended a selective liberal-arts institution, far from the state and community where he attended high school. He was (or so he recalls) intellectually curious, academically successful, and intensely concerned with matters of racial identity and politics; for he was a non-white student in a largely white institution, active in the anti-apartheid movement so central to campus politics at that moment. Humanities learning seems to have played a crucial role in all this: he recounts dormitory discussions about Franz Fanon and complex arguments about whether Heart of Darkness was racist. And yet despite all this mobilization of heart and mind and action, he recalls never feeling fully engaged by his college experience, never fully himself, never fully at home. He decided after two years to transfer to an urban university, from which he eventually graduated.

How do we assess this student’s learning? I mean this in both senses: how successful was his experience, and what tools would we use to measure that success? Should the downward blip on his college’s retention rate, or the low marks that he might have given on a NSSE-style survey, be assessed as tokens of failure? Should his good grades, successful transfer, and timely graduation lead to a more positive view?

Moreover, how do we evaluate the role of the humanities in his education? In retrospect, he describes literary and philosophical texts as testing-grounds for his ambivalence; it was through the production of readings that he worked out his attitude toward the liberal-arts college and himself. Should we take his stories of identity crisis, fear, and self-masking as evidence of the failure of the humanities to nurture and catalyze his development? Or do his textured memories of reading Conrad and Fanon -- and the powerful autobiography in which he recounts these experiences fifteen years later -- point to the efficacy with which a humanities education taught him critical thinking, civic engagement, and communication skills?

This may be an unfair example with which to frame the problem. On the one hand, we know far too little about this student’s academic experience to measure its effectiveness. On the other hand, we know too much. For the student is of course Barack Obama, recounting the story of his time at Occidental College in his 1995 memoir, Dreams from My Father. Now an assessment advocate might justly complain that this is the kind of anecdotal cherry-picking with which intransigent humanists typically sabotage the debate. Yet I’d argue that Obama’s story is good to think with, when we think about student learning in the humanities. It points to what inadequate assessment tools tend to miss, and it points to some qualities that we would want adequate ones to capture. Any evaluation system that cannot make sense of the success of Obama’s education -- and the role of the humanities in it -- will not pass the smell test for skeptical humanists.

What can we glean from the story? First, that learning in the humanities is developmental but not linear. It does not unfold as a vector from ignorance to knowledge or a skill-building sequence toward proficiency. The memoir recounts an experience that is cumulative and transformative, but one that moves in bursts and stumbles, trials and errors. The young Obama grapples with whether Heart of Darkness colludes with the racist colonialism that is its theme; an activist friend criticizes him for taking it seriously; he defends his interest to yet a third friend, someone who plays a catalytic role in his Occidental career.

Secondly, this developmental rhythm, at once exploratory and recursive, tell us something about the “geography” of effective learning in the humanities: it is not bounded by the curriculum. We never learn whether Obama was assigned Heart of Darkness in a course. Yet it is clear that if his engagement with the novella began in the classroom, it did not end there. His response to it is forged in political argument and friendly banter. Indeed it is the contradictory, promiscuous impact of Conrad’s story, wandering across his studies, his identity crisis, and his activism, that gives it a place in his memoir. The novella is important precisely because it cannot be sorted neatly under “curricular” or “non-curricular” purposes, because it worked at cross-purposes, forcing him to double back on its mixed meanings, enabling him to work through his own self-division. Dreams from My Father maps a process in which texts, classes, friends, political struggles, and personal turmoil all work together to nurture the author’s development.

We can discern here some of “learning outcomes” that we would want assessment tools to register. Humanities learning is iterative, cumulative, integrative, and open-ended -- but, then again, so is the process of learning tennis. What is distinctive to the humanities, I would argue, is that these qualities nurture the student’s capacity for meaning-making and reflection; and that meaning-making and reflection, in turn, nurture the student’s capacity for self-making and engagement (ethical, civic, vocational) in the world.

Such outcomes require the acquisition of knowledge and skills, to be sure, and a good education in the humanities will equip students with the capacity to (say) interpret, contextualize, and discuss Heart of Darkness. Yet it will also immerse students in relationships and projects (curricular as well as co-curricular, personal as well as civic) that activate their knowledge and skills. Knowing how to craft a reading, analyze an argument, or place an idea in social context is important -- but only if (at the same time, seamlessly) it enables students to act mindfully in the world and to reflect on their actions in dialogue with others. Student learning in the humanities is inseparable from student learning with the humanities.

This helps to explain why humanists are allergic to evaluative instruments that test cultural knowledge or interpretive literacy through the time-compressed performance of some sort of demonstration task. This is like assessing a couple’s relationship by asking them to talk about some assigned topic and measuring the intimacy, honesty, and empathy they display. The capacity for intimate, honest, empathetic conversation is of course essential to relationships, but successful couples use it in diverse ways, at varying frequencies, to shifting purposes. It cannot be helpfully reduced to a model or ranked on a metric. In the same way, mastery of cultural knowledge and interpretive skill is an important means of humanities learning, but not a proxy for it.

What, then, would a robust assessment practice look like? It would embody the qualities that typify humanities learning itself. It would be iterative: gathering and evaluating portfolios of material from the whole arc of the student’s career. It would be exploratory and integrative: asking students to include in those portfolios materials in which they are not only learning about the humanities in their course of study, but also using it in their civic, ethical, vocational, and personal development.

It would be autobiographical: requiring students to narrate and thematize that development, to frame their portfolios with their own, small versions of Obama’s memoir. And it would be reflective: calling on them at threshold-moments to plan and take stock, to evaluate their successes and failures, and (equally important) to make explicit what they count as success and failure in their education. This last point is crucial: humanities assessment (like humanities learning) is intrinsically dialogical and open-ended. Indeed the sine qua non of a successful humanities education may be precisely that it equips students to discuss and contest the question, “Has my education been a success?” with their teachers and their peers.

Fortunately, we have good models, scattered across the academy, for the kind of assessment system I am advocating. Wabash College, Portland State University, and LaGuardia Community College—among many other institutions -- have pioneered the use of electronic portfolios for the assembling and assessing of student work. Bard, Hampshire, Marlboro, and other “alternative” liberal arts institutions choreograph their curricula around threshold-moments in which students take stock of, plan, and set goals for their course of study in dialogue with faculty supervisors. The Association of American Colleges and Universities is working with faculty across the United States to develop frameworks for the systematic use of portfolios in both “milestone” and “culminating” assessments.

I am mindful that the model I am sketching is bound to give the assessment reformers heartburn. Portfolios framed (like the pages of the Talmud) by autobiographies, reflection statements, and contestatory dialogue; student work assembled in narratives of meaning-making, rather than being measured as evidence of mastery -- this is surely not what the Spellings Commission meant when it called on academics to take assessment seriously. For the reformers want an efficient, transparent, portable metric of effective teaching and learning: a tool that can quantify the value-added of a college education, of skills learned and knowledge deployed, in comparative rankings.

For skeptical humanists, however, such a tool is like an intellectual microwave: you can heat something up with it and assess the taste, but you will not glean very much about the nutritional value of learning that must be simmered and seasoned. Our insistence on a “slow food” model of evaluation is not obstructionist; it is what humanists mean by taking assessment seriously.

Speaking for myself, I am grateful that the reformers have pushed us to articulate the goals and values of a humanities education and the practices that would adequately evaluate our successes and failures. I’m willing to work on assessment under the banner of NO LUDDITES -- but only so long as the other side of the banner reads NO SHORT CUTS. Sometimes, as Leopold Bloom muses in Ulysses, “The longest way round is the shortest way home.” I suspect that the author of Dreams from My Father would agree.

David Scobey is a cultural historian and the Donald W. and Ann M. Harward Professor of Community Partnerships, Bates College.

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Comments on Meanings and Metrics

  • Bravo!
  • Posted on March 19, 2009 at 8:00am EDT
  • An elegant, incisive capturing of the challenge and the value of assessing humanities learning.

  • Posted by Patrick Deneen on March 19, 2009 at 8:00am EDT
  • It is interesting how the label "Luddite" can be used unreflectively as an insult, or a position that no sane person would consider. Considered beyond the reductionist category of people who feared technological innovation, the Luddites were people who opposed the introduction of machinery into the world of craftsmanship and work done with care. They opposed the advent of a new economic system whose sole standard was low prices, along with the concomitant social and cultural destruction such a standard left in its wake. They sought to protect a sphere of good human work, and life that was lived and measured on terms not subject to "measurement" or reduction to efficiency. They were opponents of uniformity, homogenization, and the dehumanization of work.

    For teachers of the humanities to regard the impulses of Luddism as unthinkable already reflects a profound problem. The humanities have fundamentally lost the battle that Luddism originally sought to fight, and the universities are only going to accelerate their path toward the evisceration of the humanities in the name of scientific and technological progress. The humanities are potentially the one source from which this general path can be questioned and criticized, but many faculty in the humanities have lost their capacity or willingness to do so. Having become generally critics of the very humanist texts they study (or deconstruct), they are unable to commend their lessons against the grain of the age.

    This essay is generally reasonable, but reasonable within a cultural context that makes the humanities increasingly irrelevant, and which in turn our teachers in humanities have largely become incapable of opposing. The proposal here is innocuous, but in an age of financial crisis and growing scientific, economic, technological and military competition from abroad, will come across as laughably self-indulgent. It strikes me as a grown-up version of the journals my elementary-school age children are asked to keep, recording their "experiences." It is a wallowing in a kind of individualist narcissism, shorn of a larger conversation within a long tradition - a tradition that goes fundamentally unmentioned by this author. Parents who have been sold on college education by those institutions as a necessary credentialing for the future economic success of their children will not be enthused to hand over up to 50K a year so that their children can keep electronic journals.

    What are the humanities for? Humanists had better rediscover this answer. However, the answer will put them in opposition to the dominant pathways of the modern university. It is perhaps too late to stage another Luddite battle - and we saw what happened last time that was tried - but the trajectory now is not toward redemption through assessment, but total irrelevance.

  • Posted by MG on March 19, 2009 at 11:15am EDT
  • Thank you, David Scoby, for a beautiful explanation of the uselessness of tests in assessing the highest aims of education. I vastly prefer the endgame of your analysis (Let's keep trying) to the endgame of Patrick Deenan's analysis, which seems to be, Let's give up.

  • You don't need a test; You do need "Tuning"
  • Posted by Cliff Adelman , Senior Associate at Institute for Higher Education Policy on March 19, 2009 at 11:15am EDT
  • I have argued for some time that time-compressed snapshots of the putative "value-added"
    learning of graduating seniors in all fields doesn't tell us much, particularly when small samples
    of volunteer test-takers are the base. These assessments have even less authority because they do not speak to the disciplines, hence the way faculty are organized or the paths students chose to follow their academic interests. They try to capture what is indirectly taught and learned, not what is directly taught and learned, and do so absent disciplinary context.

    I have also argued that the European approaches to learning outcomes frameworks under the Bologna Process, particularly those in the disciplines (called "Tuning"), are worth studying. Studying, as in: along the way you may have an epiphany or two, as in "I never thought about it that way!" Remember what Keats said about Shakespeare: he had "negative capability." He could get outside himself and his frames of reference and inhabit other beings in other cultures in other times and see the world through their eyes. That's what studying what other countries are doing with the definition and documentation of learning outcomes will do. When frameworks are developed under the "Tuning" model, everybody sings in the same key---
    philosophy in A minor, physics in B-Flat, etc.---but not necessarily the same tune, i.e. the autonomy of departments and faculty is respected in terms of the ways in which they bring students to the learning outcomes in question, and what formative and summative assessments they use to demonstrate that their students have demonstrated. . .

    You will shortly read of a project to bring the study of Tuning to the U.S. It follows the
    European model of being discipline-based. Of the initial set of disciplines, the closest one
    gets to the humanities is history, but that doesn't mean that philosophy or literary studies
    cannot take on the task after they see what the initial group learns. I came to Tuning out
    of a humanities academic background, and it was Keats and Melville and Kant and Wittgenstein who brought me there. It's not easy work, but it will sure cleanse the doors
    of perception (and you all know where that comes from).

  • against idealism
  • Posted by Unfunded Mandate on March 19, 2009 at 11:15am EDT
  • Patrick Deenen's comment is incisive. I would add that there is another structural limit missing in this essay, the institutional structure of the university. I am going to be grouchy here, and I apologize in advance. But I am weary of arguments about assessment that address themselves to ideas alone. I want to know: who does Professor Scobey think he needs to persuade: faculty, administrators, politicians? Who has the power to make these changes and, what's more, to make them work, which means providing institutional support for them? And how will the faculty who facilitate these assessments have to reshape their teaching to do so? What will happen to the plans to energize their instruction that they developed last year (either organically or because of someone else's big idea)? How will the reward structure be reshaped? What are the anticpated affects on enrollments? Will this plan be more or less resource intensive in terms of teacher to student ratios? Will there need to be any new IT infrastructure to make this work? What kinds of administrative support, if any, is required for student tracking? What are the implications for faculty governance here?

    In part then I also disagree with Patrick Deneen. There is a strain of luddism in humanities faculty that seeks to resist "metrics" and efficiency. But I would venture to say that even more resistance to assessment--I know this is the source of most of my own--comes from the fact that in most universities many faculty have become accountants, and live their professional lives *by metrics*: FTE, salary rubrics, opportunity costs (this article vs. that meeting), tenure decisions, etc. In a certain sense, then, I'd argue that the Luddite in this virtual room is Professor Scobey, and he is going to meet the resistance of some very hard-eyed realists among the humanities faculties. I know he references places where this electronic portfolio idea is being implemented, but if he really wants to be persuasive, then what's happening on the ground at these schools (as well as the nature of the institutions, etc), has to be the center of his article. We can go back and forth on the abstract question of assessment for ever without getting very far.

  • Complimentary, and complementary
  • Posted by sibyl on March 19, 2009 at 11:15am EDT
  • I applaud Professor Scobey's essay. I appreciate Patrick Deneen's criticisms but I think they illustrate precisely the strength of Professor Scobey's arguments.

    The "dominant pathways of the modern university" center on workforce preparation. This is indeed a different objective than that of the humanities. But the humanities can thrive in this environment by demonstrating that they play a complementary role, rather than an oppositional one, to the trope of workforce preparation. If Congress, and taxpayers, and the business establishment, and parents all think that the goal of college is workforce preparation, fine. There's no need to oppose that. But the reality is that successful leadership (in business as well as in life) comes from people who are educated liberally and who think holistically, and successful people realize this over the course of their lives. Humanists can demonstrate this by making this complimentarity explicit in their courses -- and, not incidentally, in the kind of assessment that Prof. Scobey describes.

    Is reflection self-indulgent, as Patrick Dineen says? Perhaps. But then, college itself is at least as self-indulgent as that. There are more efficient and less expensive ways to prepare young people for the workforce. If there's a value to college it comes in the connections across subjects and between the curriculum and the extracurriculum -- and in the reflective moments to which Prof. Scobey points us.

  • Posted by cacambo on March 19, 2009 at 11:15am EDT
  • In response to Patrick Deneen's eloquent response to David Scobey's equally eloquent essay:

    Deneen's insistence on placing the Luddites in their historical context is right on target, but it's only fair that we do the same for the humanities themselves. Toward this end I recommend Anthony Grafton and Lisa Jardine's From Humanism to the Humanities, which challenges the notion that the humanities necessarily teach "lessons against the grain of the age." It would be more accurate to say that the humanities have always been faced with the challenge of maintaining a balance between autonomy and relevance to the powers that be.

  • Measuring learning
  • Posted by Anonymous on March 19, 2009 at 11:15am EDT
  • I respectfully disagree that parents are "being sold" the dream of financial success for their offspring by expensive colleges. If that is what they think they are buying, then I fear that they did not enjoy the benefit of measurement and feedback on what they themselves actually learned in college. I also doubt that the issue of metrics in education should be skirted by pitting Luddism metaphors vs. the actual practice of Luddism.

    I do not view the promise of education as "products and promises", nor do I believe measuring it is homogenizing or de-humanizing. There is more than one way to measure, and intelligent measurement has to match intelligent teaching and learning. Portfolios and journals are one way to approach it. There are many, many others if one cares to inquire.

    The bluster, obfuscation and dismissive condescension demonstrated by faculty opponents of learning measurement could be fear- fear that their “teaching” fails to be important, remembered nor ever applied by their students. In short, fear that their course content is irrelevant to their students. It might be. There is a place for this knowledge, but perhaps it is not in the classroom of undergraduates. Better to know this if your real goal is to change lives. But how would we know without measurement?

  • Crisis? What Crisis?
  • Posted by Glen S. McGhee at FHEAP on March 19, 2009 at 11:15am EDT
  • How odd that a "cultural historian" should miss credential inflation as part of the legitimation crisis!
    See: http://home.earthlink.net/~fheapblog/id26.html

    I found it odd as well that the old canard regarding the Spellings Commission was only about student learning appeared here as well -- what better way to avoid the other issues, such as accreditation reform.

    Scobey seems more concerned with Ivory Tower culture than anything else. What happened to the broader cultural view of higher education, as for example in Veysey? Isn't that what we need first in order to understand our present situation?

  • Posted by Sione Aeschliman , Educational Assessment Specialist on March 19, 2009 at 1:30pm EDT
  • Thank you, David Scobey, for speaking up for faculty engagement and for suggesting that institutions of higher education get involved in, rather than detach from, the development of learning outcomes and assessment programs that are meaningful to faculty and students and which would, at the same time, communicate our values to the public.

    My fear is that if faculty do not get involved, the administrators at the national level will become impatient and impose a top-down No Child Left Behind of Higher Ed. I shudder at the thought! I have not seen any standardized test that actually promotes student learning, nor one that measures what we would want it to measure. If, on the other hand, we take ownership of our own processes of teaching and learning and develop our own methods of meaningful assessment for learning, my hope is that the next Commission on Higher Education will have no excuse to step in and try to standardize us.

  • Thoughts in response
  • Posted by David Scobey at Bates College on March 19, 2009 at 5:15pm EDT
  • I have been struck by the seriousness with which commenters (friendly and critical alike) took the piece; thanks to all. A 2000-word essay is by definition suggestive and incomplete; even where respondents disagreed with me, I take the comments as efforts to extend or redirect the conversation, not rebuttals. In that spirit, let me offer a few responses to the responses--especially to those that were most critical.

    Patrick Deneen was right to take me to task for my casual invocation of Luddism. Yet (as I wrote him personally) to the extent that Luddites represent a backward-looking critique of industrialism, a defense of the past rather than an effort to envision an alternative future, they seem to me an apt metaphor for humanists' grand refusal to engage current conversations about accountability and assessment.

    "Unfunded Mandate" (great name) was surely right to insist that anyone who is calling for new, labor-intensive responsibilities for humanities faculty needs also to talk about the institutional practices and resources this would entail, not just the ideas involved. (I don't think that a little essay in Inside Higher Ed is the best place for that part of the conversation.) I'd only add that I think the sort of gathering, narrative, and reflection practices I'm advocating here are worth doing because they will serve as forms of useful intellectual production and reflection for our students and ourselves--not simply as assessment techniques.

    I agree with Glen McGhee that "credential inflation" is a strand of the legimitation crisis--thanks for that. I don't agree at all that I was reducing Spellings Commission to an argument about student learning; nothing in the essay implied that; student learning happened to be what I was writing about.

    Finally, "Anonymous" makes a strong claim that critics of "learning measurement" on the faculty are motivated by fear of being evaluated or fear of our irrelevance. I hope the essay underscored my own view that it is the job of humanists to articulate why the humanities matter and develop ways of evaluating our work. But "measurement" is not always the best form of evaluation or the best way to document change. Measuring a cocoon and a butterfly doesn't begin to analyze what exactly has changed from one to the other. To advocate for other ways of analyzing such change is not to fear evaluation (or measurement), but to be in search of adequate ways of assessing change.